Percepción del riesgo y estrategias de capital relacional en la I+D empresarial

Autores/as

DOI:

https://doi.org/10.3989/redc.2023.2.1939

Palabras clave:

percepción del riesgo, I D empresarial, capital relacional, I D en colaboración, asociación empresarial, clúster

Resumen


La inversión en I+D puede comportar importantes beneficios para las compañías, sin embargo conlleva un riesgo inherente y no siempre produce los beneficios esperados. Una de las posibles opciones para hacer frente a esta incertidumbre es la colaboración con otros agentes. Este estudio analiza la relación entre la percepción del riesgo en las empresas en materia de ciencia e I+D y las diferentes estrategias de capital relacional. La presente investigación está basada en los resultados de la encuesta “Cultura científica, percepción y actitudes sobre la ciencia y la innovación en el sector empresarial español”. Se han identificado cinco patrones en función del tipo de riesgo percibido en las empresas y se ha comprobado cómo las estrategias de capital relacional han contribuido a darles forma. Los resultados evidencian que, si bien la I+D colaborativa está relacionada con una percepción de la investigación como una inversión arriesgada e incierta, la reticencia a asociarse está relacionada con una particular preocupación acerca de cómo este tipo de inversión podría afectar al empleo dentro de la empresa.

Descargas

Los datos de descargas todavía no están disponibles.

Citas

Ahmed, P. K. (1998). Culture and Climate for Innovation. European Journal of Innovation Management, 1(1), 30-43. https://doi.org/10.1108/14601069810199131

Amoroso, S., Moncada-Paternò-Castello, P. & Vezzani, A. (2017). R&D profitability. The Role of Risk and Knightian Uncertainty. Small Business Economics, 48, 331-343. https://doi.org/10.1007/s11187-016-9776-z

Arvanitis, S., & Woerter, M. (2014). Firm Characteristics and the Cyclicality of R&D Investments. Industrial and Corporate Change, 23(5), 1141-1169. https://doi.org/10.1093/icc/dtt013

Arza, V. (2010). Channels, Benefits and Risks of Public-Private Interactions for Knowledge Transfer, Conceptual Framework Inspired by Latin America. Science and Public Policy 37(7), 473-484. https://doi.org/10.3152/030234210X511990

Autor, D. H., Levy, K., & Murnane, R. J. (2003). The skill content of recent technological change, an empirical explanation. Quarterly Journal of Economics, 118(4), 1279-1334. https://doi.org/10.1162/003355303322552801

Baldwin, J., & Lin, Z. (2002). Impediments to Advanced Technology Adoption in Canadian Manufacturers. Research Policy, 31(1), 1-8. https://doi.org/10.1016/S0048-7333(01)00110-X

Bayona, C., Garcı́a-Marco, T., & Huerta, E. (2001). Firms' Motivations for Cooperative R&D, an Empirical Analysis of Spanish Firms. Research Policy, 30(8), 1289-1307. https://doi.org/10.1016/S0048-7333(00)00151-7

Bronk, R. (2011). Uncertainty, modelling monocultures and the financial crisis. Business Economist, 42(2), 5-18.

Castro García, E., & Fernández de Lucio, I. (2006). La I+D Empresarial y sus Relaciones con la Investigación Pública Española. In Sebastián, J., Muñoz, E. (eds.), Radiografía de la Investigación Pública en España, 349-372. Biblioteca Nueva.

Chesbrough, H. W. (2003). Open Innovation, The New Imperative for Creating and Profiting from Technology. Harvard Business School Publishing.

Chesbrough, H. (2006). Open Business Models, How to Thrive in the New Innovation Landscape. Harvard Business School Press.

Cotec (2014). Informe Cotec 2014, Tecnología e Innovación en España. Fundación Cotec para la Innovación Tecnológica.

Cumming, D. J., & MacIntosh, J. G. (2000). The Determinants of R&D Expenditures, A Study of the Canadian Biotechnology Industry. Review of Industrial Organization, 17(4), 357-370. Available at: http://www.jstor.org/stable/41798964. https://doi.org/10.1023/A:1007864315687

Czarnitzki, D., & Hottenrott, H. (2011). R&D Investment and Financing Constraints of Small and Medium-Sized Firms. Small Business Economics, 36 y(1), 65-83. https://doi.org/10.1007/s11187-009-9189-3

Davies, S. (2011). Regional Resilience in the 2008-2010 Downturn, Comparative Evidence from European Countries. Cambridge Journal of Regions, Economy and Society, 4(3), 369-382. https://doi.org/10.1093/cjres/rsr019

De Andrés, J. (2001). An Empirical Approach to the Statistical Distribution of Financial Ratios. Revista de Contabilidad, 4, 101-127.

De la Maza-y-Aramburu, X, Vendrell-Herrero, F., & Wilson, J. R. (2012). Where Is the Value of Cluster Associations for SMEs?. Intangible Capital, 8(2), 477-496. https://doi.org/10.3926/ic.346

D'Este, P., Iammarino, S., Savona, M, & von Tunzelmann, N. (2012).What Hampers Innovation? Revealed Barriers Versus Deterring Barriers. Research Policy, 41, 482-488. https://doi.org/10.1016/j.respol.2011.09.008

Didero, M., Gareis, K., Marques, P., & Ratzke, M. (2008). Differences in Innovation Culture across Europe, Discussion Paper. Transform Project. Available at: https://www.yumpu.com/en/document/read/6683782/differences-in-innovation-culture-across-europe-transform. Accesed 24 March 2023.

Dobni, C. B. (2008). Measuring Innovation Culture in Organizations, The Development of a Generalized Innovation Culture Construct Using Exploratory Factor Analysis. European Journal of Innovation Management, 11(4), 539-559. https://doi.org/10.1108/14601060810911156

Doloreux, D., Shearmur, R., & Rodríguez, M. (2016). Determinants of R&D in Knowledge-Intensive Business Services Firms. Economics of Innovation and New Technology, 25(4), 391-405. https://doi.org/10.1080/10438599.2015.1067001

Dwyer, S., Mesak, H. I., & Hsu, M. K. (2005). An Exploratory Examination of the Influence of National Culture on Cross-National Product Diffusion. Journal of International Marketing, 13(2), 1-27. https://doi.org/10.1509/jimk.13.2.1.64859

Eisenhardt, K., & Martin, J. A. (2000). Dynamic Capabilities, What Are They?. Strategic Management Journal, 21(10-11), 1105-1121. Available at: http://www.jstor.org/stable/3094429. https://doi.org/10.1002/1097-0266(200010/11)21:10/11<1105::AID-SMJ133>3.0.CO;2-E

Enkel, E, Gassmann, O., & Chesbrough, H. (2009). Open R&D and Open Innovation, Exploring the Phenomenon. R&D Management, 39(4), 311-316. https://doi.org/10.1111/j.1467-9310.2009.00570.x

European Union. (2020). European Innovation Scoreboard 2020).Luxembourg, Publications Office of the European Union. Available at https://ec.europa.eu/growth/industry/policy/innovation/scoreboards_en. Accessed 23 March 2023.

Freel, M. S., & Harrison, R. T. (2006). Innovation and Cooperation in the Small Firm Sector, Evidence from 'Northern Britain'. Regional Studies, 40(4), 289-305. https://doi.org/10.1080/00343400600725095

Freeman, C. (1991). Networks of Innovators, A Synthesis of Research Issues. Research Policy, 20(5), 499-514. https://doi.org/10.1016/0048-7333(91)90072-X

Friedrichs, S., Schulte, J. (2007). Environmental, Health and Safety Aspects of Nanotechnology- Implications for the R&D in (Small) Companies. Science and Technology of Advanced Materials, 8, 12-18. https://doi.org/10.1016/j.stam.2006.11.020

Gao, Y., & Hafsi, T. (2015). R&D Spending Among Chinese SMEs, The Role of Business Owners' Characteristics. Management Decision, 53(8), 1714-1735. https://doi.org/10.1108/MD-04-2014-0208

Giuliani, E. (2007). Networks and Heterogeneous Performance of Cluster Firms. In Frenken, K. (ed.), Applied Evolutionary Economics and Economic Geography (chapter 8). Edward Elgar Publishing. https://doi.org/10.4337/9781847205391.00019

Greve, H. R. (2003). A Behavioral Theory of R&D Expenditures and Innovation, Evidence from Shipbuilding. The Academy of Management Journal, 46(6), 685-702). Available at: https://www.jstor.org/stable/30040661. https://doi.org/10.2307/30040661

Griffith, R., Huergo, E., Mairesse, J., & Petters, B. (2006). Innovation and Productivity across Four European Countries. Working Paper 12722, NBER Working Paper Series. Available at: http://www.nber.org/papers/w12722 https://doi.org/10.1920/wp.ifs.2006.0622

González-Bravo, M. I., & Mecaj A. (2011). Structural and Evolutionary Patterns of Companies in a Financial Distress Situation. Advances in Decision Sciences, 28, Article ID 928716. https://doi.org/10.1155/2011/928716

González-Bravo, M. I., López-Navarro, I., & Rey-Rocha, J. (2021). Is corporate R&D Simply a Matter of Money? The Combined Effect of a Firm's Economic Characteristics and its Perception of Science. Industry and Innovation, 28(8), 955-989. https://doi.org/10.1080/13662716.2020.1792273

Groot, S., Möhlmann, J. L., Garretsen, J. H., & de Groot, H. L. F. (2011). The Crisis Sensitivity of European Countries and Regions, Stylized Facts and Spatial Heterogeneity. Cambridge Journal of Regions, Economy and Society, 4(3), 437-456. https://doi.org/10.1093/cjres/rsr024

Hall, T., & Teal, G. (2013). Changing Cluster Drivers, An Australian Case Study. In Proceedings of the 3rd Annual International Conference on Business Strategy and Organizational Behaviour, BizStrategy 2013, 119-129.Singapore, April 2-23. https://doi.org/10.5176/2251-1970_BizStrategy13.17

Harrison, R., Jaumandreu, J, Mairesse, J., & Peters, J. (2014). Does Innovation Stimulate Employment? A Firm-Level Analysis Using Comparable Micro-Data from Four European Countries. International Journal of Industrial Organization, 35, 29-43. https://doi.org/10.1016/j.ijindorg.2014.06.001

Henry, N., Pollard, J., & Bennerworth, P. (2006). Putting Clusters in Their Place. In Asheim, B., Cooke, P., Martin, R. (eds.) Clusters and Regional Development. Critical Reflections and Explorations, 272-291. Routledge.

Hirshleifer, D., & Thakor, A. V. (1992). Managerial Conservatism, Project Choice and Debt. Review of Financial Studies, 5(3), 437-470. https://doi.org/10.1093/rfs/5.3.437

Hofstede, G. (2001). Culture's Consequences - Comparing Values, Behaviors, Institutions and Organizations Across Nations. London, Sage Publications.

Holl, A., & Rama, R. (2016). Persistence of Innovative Activities in Times of Crisis, The Case of The Basque Country. European Planning Studies, 24(10), 1863-1883. https://doi.org/10.1080/09654313.2016.1204426

Hottenrott, H., & Peters, B. (2012). Innovative Capability and Financing Constraints for Innovation, More Money, More Innovation? Review of Economics and Statistics, 94(4), 1126-1142. https://doi.org/10.1162/REST_a_00227

Jaruzelski, B., Dehoff, K., & Bordia, R. (2005). The Booz Hamilton Global Innovation 1000, Money Isn't Everything. Strategy + Business, 41. Available at: https://www.strategy-business.com/article/05406?gko=3705a.

Jefferson, G. H., Huamao, B., Xiaojing, G., & Xiaoyun, Y. (2006). R&D Performance in Chinese Industry. Economics of Innovation and New Technology, 15 (4-5), 345-366. https://doi.org/10.1080/10438590500512851

Kaasa, A. (2015). Culture as a Possible Factor of Innovation, Evidence from the European Union and Neighboring Countries. In Braedel-Kühner, C., Müller, A. (eds.), Re-thinking Diversity, Multiple Approaches in Theory, Media, Communities, and Managerial Practice, 83-107. Springer. https://doi.org/10.1007/978-3-658-11502-9_5

Kaasa, A., & Vadi, M. (2010). How Does Culture Contribute to Innovation? Evidence from European Countries. Economics of Innovation and New Technology 19(7), 583-604. https://doi.org/10.1080/10438590902987222

Keupp, M.M., & Gassmann, O. (2009). Determinants and Archetype Users of Open Innovation. R&D Management, 39(4), 331-341. https://doi.org/10.1111/j.1467-9310.2009.00563.x

Knight, F. H. (1921). Risk, Uncertainty and Profit. Hart, Schaffner & Marx.

Laspra, B. (2014). De las medidas de alfabetización científica a las medidas de cultura científica [From Scientific Literacy Measures to Scientific Culture Measures]. In Muñoz-van den Eynde, A., Lopera-Pareja, E. H. (eds), La percepción social de la ciencia. Claves para la cultura científica [The Social Perception of Science. Keys for the Scientific Culture], 25-46. Los Libros de la Catarata.

López Campo, A., & Rosell Martínez, J. (2007). Outsourcing and Theory of Transaction Costs, Assessment of Uncertainty for Spanish Manufacturing Companies. Revista Europea de Dirección y Economía de la Empresa, 16(3), 9-22.

López-Navarro, I., Tabernero, C., & Rey-Rocha J. (2022). Business Engagement with Science: Opening the Black Box of Perception of Science in the Business Sector. Revista Española de Documentación Científica, 45(1), e319. https://doi.org/10.3989/redc.2022.1.1832

Makedos, I. (2014). The Collaboration of SMEs through Clusters as Defense Against Economic Crisis. Economics Research International, 2014. https://doi.org/10.1155/2014/407375

Maliar, L., & Maliar, S. (2004). Endogenous Growth and Endogenous Business Cycles. Macroeconomic Dynamics, 8, 559-581. https://doi.org/10.1017/S1365100504040064

Máñez, J. A., Rochina-Barrachina, M. E., Sanchis-Llopis, A., & Sanchis-Llopis, J. A. (2015). The Determinants of R&D Persistence in SMEs. Small Business Economics, 44(3), 505-528. https://doi.org/10.1007/s11187-014-9611-3

Mecaj, A., & González Bravo, M. I. (2013). The Quality of a Post-Distress Status of Firms Overcoming Decline, Determinant Factors of a Risky Outlet. Actual Problems of Economics, 148(10), 351-361.

Mezghanni, B. S. (2010). How CEO Attributes Affect Firm R&D Spending? New Evidence from a Panel of French Firms. Nice, France, Crises et Nouvelles Problematiques de la Valeur. Available at: https://hal.archives-ouvertes.fr/hal-00479532.

MINECO (Spanish Ministry of Economy and Competitiveness). (2013a). National Plan for Scientific and Technical Research and Innovation 2013-2016. Available at: https://www.ciencia.gob.es/InfoGeneralPortal/documento/81a33d6d-049e-45e0-ad41-7f4f67d4a7e9

MINECO (Spanish Ministry of Economy and Competitiveness). (2013b). Spanish Strategy for Science and Technology and Innovation 2013-2020. Available at: https://www.ciencia.gob.es/dam/jcr:49a4ab93-ce39-4034-bdaf-e3bf999cb51f/Estrategia_espanola_ciencia_tecnologia_Innovacion.pdf

Mohnen, P. (2019). R&D, Innovation and Productivity. MERIT Working Paper Series, 16. Maastricht University. https://doi.org/10.1007/978-3-030-23727-1_4

Mohnen, P., & Rosa, J. (2000). Les Obstacles à L'Innovation dans les Industries de Services au Canada. Scientific Series, 2000s-14. Montreal, Canada, Centre Interuniversitaire de Recherche en Analyse des Organisations (CIRANO). Available at: http://www.publications.gc.ca/site/eng/9.590785/publication.html.

Padgett, R. C., & Galan, J. I. (2010). The Effect of R&D Intensity on Corporate Social Responsibility. Journal of Business Ethics, 93(3), 407-418. Available at: https://www.jstor.org/stable/40605353. https://doi.org/10.1007/s10551-009-0230-x

Parga-Dans, E., Castro-Martínez, E., & De Lucio, I. F. (2012). Commercial archaeology in Spain, a sectoral system of innovation?. Cuadernos de Gestión, 12, 139-156. https://doi.org/10.5295/cdg.110306ep

Parga-Dans, E., Castro-Martínez, E.,y Sánchez-Barrioluengo, M. (2017). External knowledge sourcing in the Spanish archaeological sector, Mapping the emergent stage of a business activity. Revista Española de Documentación Científica, 40(1), 1-14. https://doi.org/10.3989/redc.2017.1.1380

Porter, M. E., & Stern, S. (2001). National Innovative Capacity. In Porter, M. E., Schwab, K, Sachs, J., Cornelius, P.K., McArthur, J. W., The Global Competitiveness Report 2001-2002, 102-118. Oxford University Press.

Rafferty, M. (2003). Do Business Cycles Alter the Composition of Research and Development Expenditure?. Contemporary Economic Policy, 21, 394-405. https://doi.org/10.1093/cep/byg020

Rey-Rocha, J., López-Navarro, I., et al. (2016). The SCe Questionnaire, Scientific Culture, Perception and Attitudes Towards Science and Innovation in the Spanish Business Sector. Available at: http://hdl.handle.net/10261/171841.

Rey-Rocha, J., Muñoz-van den Eynde, A., & López-Navarro I. (2019). Exploring the Image of Science in the Business Sector: Surveying and Modeling Scientific Culture, Perception and Attitudes Towards Science. Social Epistemology, 33(2), 137-159. https://doi.org/10.1080/02691728.2019.1587543

Rey-Rocha J., González-Bravo M.I., & López-Navarro I. (2021) Where there's a will there's a way. Managers' perception of science and R&D and firms' engagement in innovation. SocArXiv, 19 June. https://doi.org/10.31235/osf.io/62grh

Rosenbusch, N., Brinckmann, J., & Bausch, A. (2011). Is Innovation Always Beneficial? A Meta-Analysis of the Relationship Between Innovation and Performance in SMEs. Journal of Business Venturing, 26(4), 441-457. https://doi.org/10.1016/j.jbusvent.2009.12.002

Rujirawanich, P., Addison, R., & Smallman, C. (2011). The Effects of Cultural Factors on Innovation in a Thai SME. Management Research Review, 34(12), 1264-1279. https://doi.org/10.1108/01409171111186397

Saint-Paul, G. (2003). Information Sharing and Cumulative Innovation in Business Networks. Discussion Paper Series, 4116. Centre for Economic Policy Research.

Santos, L., Escobar, M., & Quintanilla, M. A. (2017). Dimensiones y modelos de cultura científica, Implicaciones prácticas para la financiación y la demarcación de la ciencia [Dimensions and Models of Scientific Culture, Practical Implications for the Financing and Demarcation of Science]. In FECYT (ed.) Percepción social de la ciencia y la tecnología 2016 [Social Perception of Science and Technology 2016], 277-305. FECYT.

Shane, S. (1993). Cultural Influences on National Rates of Innovation. Journal of Business Venturing, 8(1), 59-73. https://doi.org/10.1016/0883-9026(93)90011-S

Shefer, D., & Frenkel, A. (2005). R&D, Firm Size and Innovation, An Empirical Analysis. Technovation, 25(1), 25-32. https://doi.org/10.1016/S0166-4972(03)00152-4

Skålholt, A., & Thune, T. (2014). Coping with Economic Crises-The Role of Clusters. European Planning Studies, 22(10), 1993-2010. https://doi.org/10.1080/09654313.2013.813909

So, J. Y. C. (1987). Some Empirical Evidence on the Outliers and the Non-Normal Distribution and Its Uses in Fitting Data. Journal of Business, Finance & Accounting, 14(2), 483-496. https://doi.org/10.1111/j.1468-5957.1987.tb00108.x

So, J. Y. C. (1994). The Distribution of Financial Ratios. A note. Journal of Accounting, Auditing & Finance, 9(2), 215-224. https://doi.org/10.1177/0148558X9400900205

Soh, P. H., & Subramanian, A.M. (2014). When Do Firms Benefit from University-Industry R&D Collaborations? The Implications of Firm R&D Focus on Scientific Research and Technological Recombination. Journal of Business Venturing, 29(6), 807-821. https://doi.org/10.1016/j.jbusvent.2013.11.001

Sternberg, R., & Arndt, O. (2001). The Firm or the Region, What Determines the Innovation Behavior of European Firms?. Economic Geography, 77(4), 364-382. https://doi.org/10.2307/3594106

Sun, H. (2009). A Meta-Analysis on the Influence of National Culture on Innovation Capability. International Journal Entrepreneurship and Innovation Management, 10(3/4), 353-360. https://doi.org/10.1504/IJEIM.2009.025678

Taras, V., Steel, P., & Kirkman, P. L. (2012). Improving National Cultural Indices Using a Longitudinal Meta-Analysis of Hofstede's Dimensions. Journal of World Business, 47, 329-341. https://doi.org/10.1016/j.jwb.2011.05.001

Taylor, M. Z., & Wilson, S. (2012). Does Culture Still Matter?, The Effects of Individualism on National Innovation Rates. Journal of Business Venturing, 27(2), 234-247. https://doi.org/10.1016/j.jbusvent.2010.10.001

Teece, D. J. (1988). Capturing Value from Technological Innovation, Integration, Strategic Partnering, ad Licensing. Strategic Management 18(3), 46-61. Available at: https://www.jstor.org/stable/25061095. https://doi.org/10.1287/inte.18.3.46

Teece, D., Peteraf, M. A., & Leih, S. (2016). Dynamic Capabilities and Organizational Agility, Risk, Uncertainty and Strategy in the Innovation Economy. California Management Review, 58(4), 13-35. https://doi.org/10.1525/cmr.2016.58.4.13

Tourigny, D., & Le, C. D. (2004). Impediments to Innovation Faced by Canadian Manufacturing Firms. Economics of Innovation and New Technology, 13(3), 217-250. https://doi.org/10.1080/10438590410001628387

Tripsas, M., Schrader, S., & Sobrero, M. (1995). Discouraging Opportunistic Behavior in Collaborative R&D, A New Role for Government. Research Policy, 24(3), 367-389. https://doi.org/10.1016/0048-7333(93)00771-K

Ulijn, J. M., & Weggeman, M. (2001). Towards an Innovation Culture, What are it's National, Corporate, Marketing and Engineering Aspects, some Experimental Evidence. In Cooper, C. L., Cartwright, S., & Earley, P. C. (eds.), The International Handbook of Organizational Culture and Climate, 487-517. Wiley.

Van B., Butler, J, Moncada-Paternò-Castello, P., Tübke, A., Ciupagea, C., Frigyesi, V., Cox, D., et al. (2006). Monitoring Industrial Research, The Annual Digest of Industrial R&D First Issue Pilot. Office for Official Publications of the European Communities.

Varsakelis, N. C. (2001). The Impact of Patent Protection, Economy Openness and National Culture on R&D Investment, A Cross-Country Empirical Investigation. Research Policy, 30(7), 1059-1068. https://doi.org/10.1016/S0048-7333(00)00130-X

Waarts, E., & van Everdingen, Y. (2005). The Influence of National Culture on The Adoption Status of Innovations, An Empirical Study of Firms across Europe. European Management Journal, 23(6), 601-610. https://doi.org/10.1016/j.emj.2005.10.007

Walker, G., & Weber, D. (1984). A Transaction Cost Approach to Make-or-Buy Decisions. Administrative Science Quarterly, 29(3), 373-391. Available at: https,//www.jstor.org/stable/2393030. https://doi.org/10.2307/2393030

Westwood, R., & Low, D. R. (2003). The Multicultural Muse, Culture, Creativity and Innovation. International Journal of Cross Cultural Management, 3(2), 235-259. https://doi.org/10.1177/14705958030032006

Zeng, T., & Lin, H. (2011). Ownership Structure and R&D Spending, Evidence From China's Listed Firms. Chinese Management Studies, 5(1), 82-93. https://doi.org/10.1108/17506141111118471

Publicado

2023-04-20

Cómo citar

López-Navarro, I. ., Rey-Rocha, J. ., & González-Bravo, M. I. . (2023). Percepción del riesgo y estrategias de capital relacional en la I+D empresarial. Revista Española De Documentación Científica, 46(2), e355. https://doi.org/10.3989/redc.2023.2.1939

Número

Sección

Estudios

Datos de los fondos

Ministerio de Economía y Competitividad
Números de la subvención CSO2014-53293-R

Fundación Española para la Ciencia y la Tecnología
Números de la subvención FCT-16-10889